Momoko Ichikawa
Tokyo
Summary
Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 1.4 years of experience in the financial industry. Fantastic at problem-solving and verifying the numerical information. Proficient in field examinations and configuring driving simulators.
Overview
10
10
years of professional experience
2
2
Languages
Work History
Assistant Manager (volunteer)
Hello Tomorrow Japan (French NPO)
01.2022 - Current
- Responsible for investor relations and organizing global summits and pitch events in the EU countries and Japanese companies as NTT Docomo
- Research about public policy and market share and investment scale in deep tech, SDGs and sustainable business
- Research about ESG and business trends and Japanese investment scale for Denis Group
- Draft presentation materials and slides for a pitch in English and Japanese
- Client relationships with stakeholders as entrepreneurs, executives, venture capitalists, corporate investors
- Coordination of events and reception for global summits and clients in financial and tech industries
- Translation of legal documents and business letters into English and French
- Public relations to engage with investors and client companies and public sectors by technical tools.
Compliance Officer
DukasCopy Japan Co. Ltd.
2 2022 - 5 2023
- Experience in preparation and re-supervision of trust deeds, prospectuses, securities registration statements
- Experience in revision of existing funds' prospectuses and securities registration statements
- Experience in reparation and re-supervision of trust deed changes and redemptions
- Experience in submission and supervision of investment report creation to outsourced companies
- Expertise writing and negotiating contracts between publishers, distributors, musicians in order to ensure appropriate licensing and administration of copyrights in marketing projects
- Experience in developing relationships with publishers, authors, musicians to confirm the appointment to utilize their works and copyrights in marketing projects
- Provide legal and compliance advice to the Finance, Marketing, Client Service departments and advise on achieving short and long-term goals for new business, acquisitions, market expansion and preventing potential legal and AML/KYC risk
- Manage anti-money laundering processes and conduct AML/KYC reviews in the development, estimating and optimization of investments for corporate clients with revenues in excess of $200 million
- Carefully review AML/KYC procedures and Client Service departments and conduct risk assessments to improve performance
- Investigate economics and regulations and provide training to prepare new business ideas and introduce new currencies of foreign countries
- Research and advice on stress testing and preventing entertainments and illegal activities, whistle-blowing system
- Provided legal advice to prepare new business development and presentation materials, obtain CFDs and prepare meeting arrangements
- Draft internal information management rules, contract management, BCP planning, management of surveillance cameras, legal guidelines in accordance with the Personal Data Protection Act
- Experience in preparing pitch decks for demonstration and presentation in front of authorities as METI
- Experience in market research of industry trends by following market developments
- Experience in interpreting and analysing financial data and transactions to prevent risks
- Ability to shape research strategy and idea to draft financial and legal documents
- Experience in scheduling and preparing investor briefings and shareholder meetings and drafting agendas.
Freelance Consultant
Gerson Lehrman Group Inc.
09.2016 - 01.2022
- Academic and industrial research projects with clients in the financial and pharma industries researching their business needs and insights recruiting suitable experts
- Contract management and drafting NDA, contracts
- Investigated the following contents
- Market size of the market and expected growth
- Segmentation of the provider landscape and the overall market size split out across provider categories
- Market split out into the top verticals and customers and key trends and growth drivers for the market
- Sort of impact in the market and the likely impact in the next 5 years
- Payroll management for research participants and negotiation to secure budgets from the Finance department
- Project management and scheduling of all interviews with experts and client companies
- Documentation and negotiation about contracts and NDA with experts and client companies
- Talent sourcing for hiring experts by utilizing technical tools as LinkedIn and other corporate databases
- Improved post-research satisfaction survey about clients’ satisfaction and the level of it was doubled compared with that of similar projects last year.
Consultant
Lotus Business Consulting Co. Ltd.
04.2014 - 08.2016
- Conducted industrial research and global expansion projects in China and Hungary
- Documentation of contracts, presentation and demonstration materials in English
- Project management with various stakeholders with multinational staff as Chinese and French, and engagement and organizing project teams in English and Japanese
- Consulting for executives in luxury and chemical industries as client negotiations and drafting materials
- Experience in preparing pitch decks to provide presentations and demonstrations in global expansion projects.
Education
Bachelor of Law -
Osaka UNIVERSITY
Associate of Arts - undefined
Doshisha UNIVERSITY
Skills
gSuite
Outlook
MS Project
Salesforce
Zimbra
SAP
SQL
VBA
Oracle database
Bloomberg
License for FFAJ’s Sales Representatives and Internal Control Manager
SNS Marketing (Facebook, Youtube, Peatix)
Fluent in English and French : TOEIC 845(April 2023)
Time management abilities
Consulting
Performance Tracking and Evaluation
Awards
Loyalty Award (Best second financial results of the DukasCopy Group and DukasCopy Japan K.K.)
Accomplishments
- Achieved the increasing corporate revenue through effectively helping with compliance advisory.
- Collaborated with team of compliance and client services and marketing in the development of crypto and new currencies and commodities.
- Supervised team of 5 staff members.
- Achieved improving efficiency by introducing digital contract services for compliance tasks.
Timeline
Assistant Manager (volunteer)
Hello Tomorrow Japan (French NPO)
01.2022 - Current
Freelance Consultant
Gerson Lehrman Group Inc.
09.2016 - 01.2022
Consultant
Lotus Business Consulting Co. Ltd.
04.2014 - 08.2016
Compliance Officer
DukasCopy Japan Co. Ltd.
2 2022 - 5 2023
Bachelor of Law -
Osaka UNIVERSITY
Associate of Arts - undefined
Doshisha UNIVERSITY