Proven leader with a track record at Deloitte Tohmatsu Risk Advisory LLC, enhancing customer satisfaction and team productivity through effective time management and complex problem-solving. Skilled in verbal and written communication, consistently fostering strong client relationships and team cohesion.
For financial institutions (banks, securities, insurance, asset management, etc.),
● Provide regulatory reporting
● Design and implement firm-wide compliance program
● Operate Compliance Committee
● Investigate and analyze frauds/illegal contracts on sales
● Deal with customers’ complaints
● In charge of Japanese Financial Service Agency Inspection
● Affiliated Financial Planner (AFP)
● Compliance Officer (Life Insurance Course)
● Affiliated Financial Planner (AFP)
● Compliance Officer (Life Insurance Course)