Hiroshi Niwa
CEO, Financial Instruments Business Operators Type I, Japan, Financial Institution
Overview
34
34
years of professional experience
4
4
years of post-secondary education
3
3
Certifications
Work History
Compliance Officer
Ava Trade Japan
Tokyo
10.2022 - Current
CEO
Ava Trade Japan K.K.
Tokyo
02.2013 - Current
CEO
Phoenix Securities Co.,Ltd.
Tokyo
07.2005 - 02.2012
Director, Corporate Finance
BNP Paribas
Tokyo
04.2002 - 06.2005
Vice President, Capital Market
Morgan Stanley
Tokyo
07.2000 - 03.2002
Officer, Debt Syndication
IBJ Securities Co., Ltd.
Tokyo
10.1995 - 06.2000
Trainee
IBJ International PLC
London
10.1994 - 09.1995
Officer, Corporate Planning
The Industrial Bank of Japan Co., Ltd
Tokyo
04.1993 - 09.1994
Officer, Corporate Banking
The Industrial Bank of Japan
Osaka
04.1988 - 03.1993
Education
Bachelor of Arts - Applied Economics
Kyoto University
Kyoto, Japan 04.1984 - 03.1988
Certification
JSDA Compliance Expert Certificate
Timeline
Compliance Officer
Ava Trade Japan
10.2022 - Current
CEO
Ava Trade Japan K.K.
02.2013 - Current
FFAJ Sales Representative Certificate
01-2006
CEO
Phoenix Securities Co.,Ltd.
07.2005 - 02.2012
Director, Corporate Finance
BNP Paribas
04.2002 - 06.2005
Vice President, Capital Market
Morgan Stanley
07.2000 - 03.2002
JSDA Sales Representative Type 1&2 Certificate
01-1996
Officer, Debt Syndication
IBJ Securities Co., Ltd.
10.1995 - 06.2000
JSDA Compliance Expert Certificate
10-1995
Trainee
IBJ International PLC
10.1994 - 09.1995
Officer, Corporate Planning
The Industrial Bank of Japan Co., Ltd
04.1993 - 09.1994
Officer, Corporate Banking
The Industrial Bank of Japan
04.1988 - 03.1993
Bachelor of Arts - Applied Economics
Kyoto University
04.1984 - 03.1988
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